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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PR App 3.1

As Published: 2005

PR App 3.1

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing