Search Result

401 - 420 of 964 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission