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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate