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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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LR 3.1 Application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

DEPP 1.2 Introduction to statutory notices

PERG 2.5 Investments and activities: general

LR 17.2 Requirements for listing and listing applications

REC 3.14A Operation of a regulated market or MTF

PERG 4.11 Link between activities and the United Kingdom

GEN 5.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

LR 8.2 When a sponsor must be appointed or its assistance obtained

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 3.26 Proposals to make regulatory provision

FIT 2.1 Honesty, integrity and reputation

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

PRIN 1.1 Application and purpose

PERG 13.7 The territorial application of MiFID

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 7.7 Post-certification issues

SUP 15.3 General notification requirements