Search Result

401 - 420 of 1012 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application