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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 16.12 Integrated Regulatory Reporting

LR 13.5 Financial information in Class 1 Circulars

MCOB 2.3 Inducements: regulated mortgage contracts and home reversion plans

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 8.21 Company statements, announcements and briefings

ICOBS 1.1 The general application rule

SYSC 1.4 Application of SYSC 11 to SYSC 18

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 4.3 Appointment of actuaries

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

SYSC 9.1 General rules on record-keeping

COBS 11.6 Use of dealing commission

SUP 12.9 Record keeping

LR 8.3 Role of a sponsor: general

CASS 6.2 Holding of client assets

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 6.4 Applications for cancellation of permission

PERG 10.4 Pension scheme service providers other than trustees

LR 8.7 Supervision of sponsors