Search Result

941 - 960 of 1021 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2007

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 18.1 Application

As Published: 2005

LR 18.1 Application

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 15.1 Application

As Published: 2005

LR 15.1 Application

MCOB 12.5 Excessive charges: regulated mortgage contracts and home reversion plans

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts and home reversion plans

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application