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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application