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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

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BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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Similar To

PERG 8.34 The business test

PERG 2.1 Application and purpose

PERG 8.24 Advising on investments

REC 3.17 Inability to discharge regulatory functions

REC 3.21 Criminal offences and civil prohibitions

PERG 12.4 Application of EU Directives

FIT 1.3 Assessing fitness and propriety

MAR 4.4 Exceptions

SUP 13A.2 EEA firms and Treaty firms

PERG 11.1 Background

BIPRU 4.7 The IRB approach: Equity exposures

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading