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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

LR 16.1 Application

As Published: 2005

LR 16.1 Application

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions