Search Result

661 - 680 of 916 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA