Search Result

661 - 680 of 1003 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases