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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2007

BIPRU 5.2 The central principles of credit risk mitigation

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

COBS 4.4 Compensation information

As Published: 2007

COBS 4.4 Compensation information