Search Result

621 - 640 of 790 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

LR 15.1 Application

As Published: 2005

LR 15.1 Application

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2007

COBS 4.3 Financial promotions to be identifiable as such

LR 3.1 Application

As Published: 2005

LR 3.1 Application

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application