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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

…

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

…

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

…

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

…

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

…

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

…

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

…

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