Search Result

601 - 620 of 950 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity