Search Result

481 - 500 of 846 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce