Search Result

421 - 440 of 811 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose