Search Result

341 - 360 of 1011 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles