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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

DISP 3.4 Referring a complaint to another complaints scheme

As Published: 2008

DISP 3.4 Referring a complaint to another complaints scheme

DISP 1.8 Complaints time barring rule

As Published: 2008

DISP 1.8 Complaints time barring rule

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)