Search Result

221 - 240 of 838 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion