Search Result

181 - 200 of 963 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 13.2 General

As Published: 2007

PERG 13.2 General