Search Result

681 - 700 of 878 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

MCOB 2.4 High pressure sales: regulated mortgage contracts and home reversion plans

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts and home reversion plans

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2007

BIPRU 5.5 Other funded credit risk mitigation

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 19.1 Application

As Published: 2005

LR 19.1 Application