Search Result

541 - 560 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information