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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

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