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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

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PR App 1.1

As Published: 2005

PR App 1.1

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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COBS 18.10 UCITS qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers and service companies

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

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LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

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DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

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