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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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Similar To

REC 2.7 Access to facilities

PR 2.4 Incorporation by reference

SUP 13A.7 Top-up permission

REC 3.6 Constitution and governance

ICOBS 7.2 Effects of cancellation

COLL 4.3 Approvals and notifications

CASS 5.8 Safe keeping of client's documents and other assets

DEPP 7.1 Application and purpose

PERG 4.12 Appointed representatives

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 4.2C Control over a UK RIE

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

MAR 1.2 Market Abuse: general

LR 9.6 Notifications

MCOB 9.9 Disclosure after sale: home reversion plans

PERG 5.14 Exemptions

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COBS 21.2 Principles for firms engaged in linked long-term insurance business

REC 3.14A Operation of a regulated market or MTF

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)