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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

…

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

…

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

…

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

…

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

…

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

…

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

…

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

…

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

…

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

…

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

…

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