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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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