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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

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DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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