Search Result

501 - 520 of 866 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background