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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose