Search Result

141 - 160 of 942 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2008

ICOBS 2.2 Communications to clients and financial promotions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PR App 1.1

As Published: 2005

PR App 1.1

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's