Search Result

141 - 160 of 881 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

COND 1.3 General

As Published: 2001

COND 1.3 General

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?