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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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SUP 16.12 Integrated Regulatory Reporting

MCOB 2.3 Inducements: regulated mortgage contracts and home reversion plans

PERG 9.6 The investment condition (section 236(3) of the Act): general

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SYSC 1.4 Application of SYSC 11 to SYSC 18

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

ICOBS 1.1 The general application rule

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

COBS 11.6 Use of dealing commission

SUP 4.3 Appointment of actuaries

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

LR 8.3 Role of a sponsor: general

SYSC 9.1 General rules on record-keeping

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading