Search Result

101 - 120 of 885 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions