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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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DTR 3.1

As Published: 2005

DTR 3.1

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

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MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

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MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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