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801 - 820 of 955 items.
COBS 2.2 Information disclosure before providing services
As Published: 2007
COBS 2.2 Information disclosure before providing services
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PERG 9.5 The property condition (section 236(2) of the Act)
As Published: 2005
PERG 9.5 The property condition (section 236(2) of the Act)
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CASS 5.2 Holding money as agent of insurance undertaking
As Published: 2004
CASS 5.2 Holding money as agent of insurance undertaking
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COBS 4.5 Communicating with retail clients
As Published: 2008
COBS 4.5 Communicating with retail clients
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COBS 11.5 Record keeping: client orders and transactions
As Published: 2007
COBS 11.5 Record keeping: client orders and transactions
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BIPRU 14.2 Calculation of the capital requirement for CCR
As Published: 2006
BIPRU 14.2 Calculation of the capital requirement for CCR
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DEPP 6.5 Determining the appropriate level of financial penalty
As Published: 2007
DEPP 6.5 Determining the appropriate level of financial penalty
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