Search Result

721 - 740 of 766 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody