Search Result

701 - 720 of 762 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 6.1 Application

As Published: 2005

LR 6.1 Application

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes