Search Result

601 - 620 of 790 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction