Search Result

581 - 600 of 992 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

MCOB 2.4 High pressure sales: regulated mortgage contracts and home reversion plans

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts and home reversion plans

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

MCOB 12.6 Business loans

As Published: 2004

MCOB 12.6 Business loans