Search Result

581 - 600 of 917 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

MCOB 12.5 Excessive charges: regulated mortgage contracts and home reversion plans

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts and home reversion plans

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance