Search Result

521 - 540 of 674 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues