Search Result

501 - 520 of 1009 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody