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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

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MCOB 5.1 Application

SUP 16.9 Appointed representatives annual report

LR 18.4 Continuing obligations

REC 3.24 Transfers of ownership

PERG 14.5 The ‘by-way-of-business’ test

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DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 7.3 Criteria for varying a firm's permission

COBS 4.1 Application

LR 5.2 Cancelling listing

DISP 2.1 Application and Purpose

MIPRU 4.1 Application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading