Search Result

461 - 480 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)