Search Result

461 - 480 of 629 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

COBS 20.3 Principles and Practices of Financial Management

As Published: 2007

COBS 20.3 Principles and Practices of Financial Management

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2008

ICOBS 2.2 Communications to clients and financial promotions

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making