Search Result

441 - 460 of 568 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2007

BIPRU 5.5 Other funded credit risk mitigation

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2008

ICOBS 2.2 Communications to clients and financial promotions

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness