Search Result

441 - 460 of 656 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

REC 3.23 Default

As Published: 2001

REC 3.23 Default

COBS 4.4 Compensation information

As Published: 2007

COBS 4.4 Compensation information

LR 17.1 Application

As Published: 2005

LR 17.1 Application

DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business